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I.
INITIAL CONSIDERATIONS
A. Types of Damages - Compensatory, Nominal and Punitive
1. Compensatory
Damages.
A plaintiff can be awarded compensatory damages
in tort actions, contract actions and in other types
of actions. Generally, compensatory damages fall into
two main categories - general damages and special damages.
The purpose of compensatory damages
in a tort action is to compensate the person for all
injuries suffered as a result of the wrongful conduct
of another. Its goal is to put the plaintiff in the
same position had there been no wrong done to him.
It is well settled in Massachusetts
that the tortfeasor takes his victim as he finds him.
This is a particularly important factor in personal
injury actions because often there are recurring or
chronic problems and the area injured may be particularly
vulnerable to reinjury or exacerbation of symptoms such
as low back pain or neck pain. A defendant is liable
for the additional pain and suffering resulting from
an injury that aggravates a preexisting condition. Thurlow
v. Shaws Supermarket, Inc., 49 Mass.App. Ct. 175 (2000).
If because of prior injury or other conditions, the
plaintiff is particularly susceptible or predisposed
to sustaining a particular injury, the defendant is
still liable for all of the pain and suffering resulting
from an injury even if a person who was not so presupposed
would not have been injured.
Further, a defendant can be held liable
for a subsequent injury if there is a causal connection
between the original harm for which the defendant is
responsible and the subsequent injury. See, Wallace
v. Ludwig, 292 Mass. 251 (1935). For example, if the
plaintiff falls and further injuries himself because
of a weakness in the knee that is due to an original
injury to the knee, which was caused by defendant's
negligence, the plaintiff can recover against the defendant
for the damages sustained in the subsequent fall. The
burden, however, is on the plaintiff to establish such
a causal connection. The defendant is also liable for
any complications arising from medical treatment required
to treat the injuries that defendant caused, even subsequent
complications resulting from negligent medical treatment.
Generally speaking, there are three
main categories of compensatory damages:
1. Out-of-pocket losses (medical specials
and lost wages);
2. Lost earning capacity; and
3. Pain and suffering.
Medical Expenses. In tort action arising
out of the operation of a motor vehicle, under the Massachusetts
No-Fault statute, Mass. G.L. Chapter §36D, as a
prerequisite to suit, the plaintiff must show that his
fair and reasonable medical expenses exceed $2,000.00.
The insurers can, and often do, challenge the fairness
and reasonableness of these medical expenses. If challenged,
the plaintiff must not only show that the expenses were
fair and reasonable, but also that they were "necessary".
See, Victum v. Martin, 53 Mass. App. Dec. 1 (1973).
At trial the medical expenses can be established pursuant
to an affidavit under Mass. G.L. Chapter 233, §79G.
Be sure to comply with the statute in all respects,
including the time and notice requirements, as well
as the certification under the penalties of perjury
from the doctor who is certifying the accurateness and
fair and reasonableness of the bills and to his licensure.
In addition to proving past medical
expenses, the plaintiff is entitled to recover for the
fair and reasonable cost of reasonably certain future
medical services. These services can be established
by the plaintiff's treating doctor, who should testify
to the future medical services that will be needed and,
if possible, to the cost of the same. Often the plaintiff
will utilize a nurse or a life-care planner to project
the future medical services and cost of the same, and
then an economist to reduce these figures to present
value.
Impairment to the Plaintiff's Earning
Capacity. Loss of earning capacity is not equivalent
to loss of wages, although plaintiff's prior wages is
some evidence of his earning capacity. See, Mitchell
v. Walton. 305 Mass. 76 (1940). In fact, plaintiff may
be unemployed or never have worked and still have an
earning capacity. In order to recover for loss of earning
capacity, the plaintiff must prove that he was, or is,
disabled from work, the probable duration or permanency
of this disability, and the monetary earnings that have
been lost or that he was capable of earning as a result
of the disability. Plaintiff may use a vocational expert
to establish the plaintiff's prior work capacity and
post-accident disability or residual work capacity.
An economist may be used to establish the value of plaintiff's
work capacity and reduce that amount to present value.
This calculation is complicated, in that it takes into
account not just wages, but other benefits, expected
growth rates in wages and the appropriate discount rate
to reduce that amount to present value. See, Jones and
Laughlin Steel Corp. v. Pfiefer, 462 U.S. 30 (1983);
Griffin v. General Motors Corp., 380 Mass. 362 (1980).
Pain and Suffering. This area includes
mental and physical pain and suffering, both past, present
and future. As well as, loss of function, humiliation
and embarrassment, disfigurement, scarring, anxiety,
mental distress and all other forms of pain and suffering.
Generally, the plaintiff and the plaintiff's treating
doctors will be the primary source of proving plaintiff's
pain and suffering. The doctor should give an opinion
regarding his prognosis covering the plaintiff's future
pain and suffering. Although the plaintiff can certainly
describe his mental and physical pain and suffering,
often it is more persuasive coming from witnesses other
than the plaintiff, including relatives and friends.
Demonstrative aids such as "day-in-the-life"
films can also be utilized to show the impact of plaintiff's
injury.
An issue is whether or not "loss
of enjoyment of life" (so-called "hedonic"
damages) can be sought as a separate and distinct element
of recovery from pain and suffering. Most courts include
it as encompassed within pain and suffering. In either
case, evidence relating thereto can be introduced and
argued to the jury. The general rule is that, in order
to recover for pain and suffering, the plaintiff must
have been conscious and aware of the pain and suffering.
In other words, damages for pain and suffering are not
available to a comatose patient.
In addition to the damages that are
recoverable by the injured party himself, a spouse,
parent or child of the injured party may recover for
loss of "consortium." These damages compensate
for the loss or interference with the relationship between
the family member and the injured party, not for the
pain or trauma of seeing a loved one injured or the
shock of witnessing plaintiff's injuries. Loss of consortium
claims are available to a spouse (Diaz v. Eli Lily Company,
364 Mass. 153 (1973)), to a parent of a minor child
(Ferriter v. Daniel O'Connell Sons, Inc. 381 Mass. 507
(1980)), to a dependent adult child who lives at home
(Morgan v. Alumiere, 22 Mass. App. Court 262 (1986)),
and to a parent of an adult-dependant child if the child
is seriously injured (G.L. Chapter 231, §85 X).
The claim is not to compensate for
grief, but for the associational loss. Accordingly,
evidence of the nature of the party's relationship and
the extent to which that relationship has been impaired
is necessary. This is best conveyed by anecdotal evidence.
The consortium plaintiff's claim is not derivative but,
rather, is independent, so it is not reduced by the
injured party's comparative negligence. See, Feltch
v. General Rental Company, 383 Mass. 603 (1981).
In addition, under certain circumstances,
there may be so-called "bystander" recovery.
These damages represent recovery for the emotional distress
inflicted upon a family member who happens to witness,
or immediately comes upon, an accident wherein another
family member has been injured. There has been a long
and somewhat convoluted evolution of the tort of negligent
infliction of emotional distress, originally requiring
that the bystander also have sustained a physical impact
from the accident. Courts subsequently abandoned the
"physical impact" requirement where the bystander's
emotional distress was accompanied by substantial physical
symptoms. See, Dzilkonski v. Babineau, 375 Mass. 555
(1978). In order for the bystander to recover, there
must be (1) physical proximity to the accident, (2)
temporal proximity to the negligent act, and (3) familial
proximity to the victim. See, Ferriter v. Daniel O'Connell
Sons, Inc., 381 Mass. 507 (1980). In addition, to recover
for emotional distress not accompanied by physical impact,
the plaintiff must show that his emotional distress
is manifest by some objective physical symptomology.
See, Payton v. Abbott Labs, 386 Mass. 540 (1982). The
type of objective evidence needed to corroborate a claim
of emotional distress may include such symptoms as headaches,
insomnia or even loss of appetite. See, Sullivan v.
Boston Gas Co., 414 Mass. 1-9 (1993).
Massachusetts follows the "collateral
source" rule which prevents a defendant from reducing
his liability by showing that the plaintiff's economic
losses were lessened by payments from other "collateral
sources", such as payments by health insurance,
Workers' Compensation insurance, private disability
policies, pension, Social Security benefits or other
"collateral sources". Massachusetts has recognized
two major exceptions to this rule:
1. To directly contradict a plaintiff's
testimony of alleged circumstances resulting from his
injury, See, Corsetti v. Stone Co., 396 Mass. 1 (1985);
and
2. Within the discretion of the Trial
Court, to show malingering, that is that it's the plaintiff's
receipt of substantial monetary benefits, rather than
the injury, that is keeping plaintiff out of work. See,
Pemberton v. Boes, 13 Mass. App. Ct. 1015 (1982).
Because most health care providers,
Workers' Compensation insurers and other third-party
payers have a right to subrogation, the collateral source
rule does not result in a windfall to the plaintiff;
but rather, merely shifts the ultimate responsibility
for the loss to defendant's insurer.
Nominal
Damages
Nominal Damages may be awarded where liability has been
found but there has been no proof of actual damages.
They are designed to show that the plaintiff's rights
have been invaded but where the plaintiff could prove
no actual loss or damage. See, Magnett v. Pelletier,
488 F.2d 33, 35 (1st Cir. 1973).
Further, where the court finds that
the plaintiff has proven liability but has not adequately
established actual damages, the court may reduce the
judgment to award nominal damages only.
Common
Statutory Provisions Relating to Damages
There are a number of Massachusetts statutes
that specifically regulate damages under certain circumstances.
This is a list of the more commonly used statutes:
1. Mass.G.L.c. 93A, §9 and §11.
Under this statute, plaintiff may recover double or
treble damages for a defendant's willful or knowing
violation of Mass.G.Lc. 93A.
2. Mass.G.L.c. 84, §15, et seq.
Governs damages for defects in public ways and permits
recovery as a result of a defect or lack of repair in
a public way, however, the statute limits recovery to
$5,000.
3. Mass.G.L.c. 231, §6D. This
is commonly referred to as the "no fault"
statute and provides that damages may be recovered for
pain and suffering in tort actions arising out of the
operation of a motor vehicle only where medical expenses
exceed $2,000.
4. Mass.G.L.c. 231, §85K. This
is the charitable immunity statute which limits liability
of charitable organizations to $200,000.
5. Mass.G.L.c. 231, §60H. This
statute governs the recoverability of damages for pain
and suffering in medical malpractice actions and limits
recovery to $500,000 unless the jury makes a specific
finding that the plaintiff suffered a substantial or
permanent loss of impairment of a bodily function or
disfigurement or that there are other special circumstances
that would warrant a finding by the jury that the imposition
of the limitation would deprive the plaintiff of just
compensation. Further, Mass.G.L.c. 231, §60G abolishes
the collateral source rule in claims against medical
providers. Special damages are to be reduced by the
amount of any collateral source benefits received by
the plaintiff so that the costs are borne by the collateral
source (health care providers) rather than the malpractice
insurer or defendant.
6. Mass.G.L.c. 258, §2, Waiver
of sovereign immunity, however, damages are limited
to $100,000.
7. Mass.G.L.c. 231, §85, dealing
with comparative negligence and provides that if the
plaintiff's negligence does not exceed that of the defendant
the percentage of the comparative negligence assigned
by the jury reduces the damages awarded to the plaintiff
by that percentage.
B. Statutory
Penalties
There are numerous Massachusetts statutes that provide
for punitive damages. Some of the more important and
relevant ones are the following:
1. Massachusetts Declaration of Rights
and Articles 1, 10, 15, 26 (civil rights violations).
2. Massachusetts Rules of Appellate
Procedure 25 (double or single costs may be awarded
for filing of frivolous appeals).
3. Massachusetts General Laws Chapter
21E, §5 (treble damages for the release or threat
of release of hazardous materials).
4. Massachusetts General Laws Chapter
93 §102(b) (punitive damages for the violation
of civil rights and equal protection laws).
5. Massachusetts General Laws Chapter
93A, §§9 and 11 (provides for multiple damages
for unfair and deceptive trade practices that are knowing
and willful, plus the recovery of costs and attorneys
fees). Section 9 is for the protection of consumers
and Section 11 is for the protection of business and
commercial entities and individuals.
6. Massachusetts General Laws Chapter
152, §28, (double damages for employer's willful
misconduct).
7. Massachusetts General Laws Chapter
176D, §3 - 6 and 4. (recovery of punitive damages
for unfair insurance practices).
8. Massachusetts General Laws Chapter
231, §6F (the recovery of costs, expenses, interest
and attorneys fees for the making of an insubstantial,
frivolous or bad faith claim or defense).
9. G.L.c. 229, §2, is the wrongful
death statute and provides for punitive damages of not
less than $5,000. where the death was caused by the
malicious, willful, wanton or reckless conduct or gross
negligence of the defendant.
C. Apportionment
of Damages
G.L.c. 231B, Sec. 1, provides for contribution among
joint tortfeasors. Each tortfeasor is liable for his
or her pro rata share of the loss. However, the statute
does not require contribution by joint tortfeasors in
proportion to their degree of negligence. Rather, the
pro rata share is determined by the number of joint
tortfeasors. When one joint tortfeasor pays more than
his or her pro rata share, that joint tortfeasor is
entitled to contribution for such excess from the other
joint tortfeasors. The joint tortfeasor may bring a
separate action for contribution against the other joint
tortfeasors within one year of the entry of the tort
judgment against him or her.
This statute is necessary because when
two or more tortfeasors negligently cause an injury
to another, they are each subject to liability to the
injured party for the entire amount of damages, not
just their proportionate contribution. Note that the
joint tortfeasor must be liable to the plaintiff in
order to be liable for a claim of contribution by a
joint tortfeasor. If, for example, the joint tortfeasor
has a special defense such as sovereign immunity, exclusivity
of the workers compensation bar, etc. that party is
not liable for contribution at the behest of a joint
tortfeasor.
When two parties are joint tortfeasors
neither party is generally entitled to indemnification
from the other party since they are both equally culpable.
However, when one is legally responsible for the negligent
or intentional act, but is not themselves wrongful,
they may be entitled to indemnity where for example
their liability is derivative or as a result of vicarious
liability. In addition, rights of indemnification may
be contractual. In such a case the indemnitor may be
brought into the action through a third party action.
Indemnification arises not where the parties share liability
equally as joint tortfeasors, but rather where one party
is responsible by operation of law as for example as
a result of vicarious liability. Indemnification under
these circumstances permits the innocent party to recover
from the wrongdoer.
D. Interest
Prejudgment interest.
Mass.G.Lc. 231, §6B, provides for the award of
interest in actions of tort for personal injuries, consequential
damages or property damage. The purpose of prejudgment
interest is to compensate the prevailing party for the
loss of the use of the money. In tort actions the statutory
rate is 12% and runs from the date of the commencement
of the action. The award of interest in contract actions
is the contract rate or 12% per annum from the date
of the breach of demand.
Postjudgment
interest.
Mass.G.L.c. 235, §8, provides that every judgment
shall bear interest from the date of entry at the same
rate per annum as provided for prejudgment interest
in such award or verdict. Postjudgment interest compensates
the prevailing party for the time delay between entry
of judgment and the issuance of an execution.
E. For
the Plaintiff Attorney
1. Choosing and Developing a Case Theme
Developing a case theme is extremely important. Jurors
will have great difficulty remembering all of the witnesses,
all the evidence, the disputes between the experts on
some of the science and medicine, and a great deal of
the material that is thrown at them during the course
of a trial. However, if the lawyer can create a theme
or concept against which all of this evidence resonates,
the fact that the jury does not remember all of the
specific evidence will be less important because they
will remember that it resonated and fit into their concept
of the case. Theming a case causes the juror's conception
of a case to be reinforced and cemented, so that it
is the theme that they bring with them into the jury
room, even though all of the details supporting that
theme may not be at their disposal. A theme in effect
distills all of the evidence in the case down to a simple
proposition, one which the jurors can remember and one
which the jurors can cling to in trying to make sense
of all that they hear during the course of trial. Most
cases can be reduced to a four or five word concept.
These themes often revolve around concepts of personal
responsibility, putting profits before safety, doing
too little too late, failing to err on the side of caution
and other propositions that really distill the case
down to its basics. This theme should be introduced
in the opening and reinforced in each and every examination
and cemented in the closing argument. It must be one
that resonates with the jury's common sense and one
that they can embrace as their own. It is the tool by
which the jury can simplify and make sense of the evidence,
remember its impact and compel the jury to action. A
good case theme must be one that is simple, easy for
the jury to understand and remember, is consistent with
their concepts of common sense and fairness, and moves
them to action.
Often if the lawyer himself cannot
conceptualize the theme, the use of focus groups will
help in determining what the lay juror concludes is
the moral or principle behind the story. Theming a case
is not too dissimilar from "labeling". Labeling
is a way to convey a concept in a very simple word or
two. For example, President Bush did this very effectively
in referring to the Taliban and Al Qaeda as "the
evil ones". Whatever their names or countries or
factions or territories, the concept of "the evil
ones", says it all. The use of such compelling
but shorthand labels make the case powerful and understandable
to the jury. The theme should ideally be one that empowers
the jury to act, for example, "power corrupts"
or "responsibility is a two way street". Such
phrases, when used effectively, makes the jurors establish
an emotional link with you and your case, a link that
they will take with them into deliberations.
There have been numerous articles and
books written on the power of persuasion and trial themes
and it is recommended that these be reviewed by any
trial attorney as theming and storytelling is the essence
of the art of persuasion.
2. Calculating
the Amount of Compensatory Damages
There are a number of key issues that should
be assessed when evaluating the value of a case. None
of these issues are determinative, but they all may
have considerable weight effecting the value of the
case.
First, the force, velocity and mechanisms
of injury are important. Was this a minor accident with
minimal or no force applied to the occupant of a motor
vehicle, or is this a case where the individual sustained
direct trauma through a fall or impact with portions
of the interior of the motor vehicle? How fast were
the vehicles proceeding? How much property damage was
there? Where were the forces applied? Were the forces
absorbed by the automobile bumper or transmitted to
the occupants? Where was the occupant in the vehicle?
Was he/she turned? Did the occupant impact any part
of the interior of the vehicle? Were there other factors
regarding the mechanics and forces of injury? Any evidence
of direct trauma as opposed to acceleration-deceleration
injury, is important. Scars, bruises, contusions and
other evidence of trauma can buttress the claim that
there has been forces sufficient to cause serious injury.
Often the forces will be sufficient to cause disorientation,
a momentary loss of consciousness or other signs or
symptoms suggesting an insult to the neurological and
neuromuscular systems. In an extreme case there may
be a momentary or extended period of loss of consciousness
all of which is consistent with neurological injury
and other forces sufficient to cause a severe acceleration/deceleration
injury or other impact competent to cause serious injuries.
Second, if your client is either transported
to or goes to an emergency room, the history and findings
in the emergency room are often critical. If the history
indicates injury and there are other findings in the
emergency room consistent with physical trauma such
as bruises, contusions, disorientation, neurological
findings, then all of this information would buttress
the claim of injuries. Often, however, the only information
in the emergency room will be the plaintiff's subjective
complaints. These cannot be discounted but obviously
the lack of any findings in the emergency room of any
kind can weaken the case.
Third, the results of any physical
exam or testing should be considered. Often there will
be no neurological or physiological findings on gross
examination. However, there are cases where, for example,
x-rays will show a straightening of the lordosis of
the cervical curve, consistent with a contraction of
the muscles resulting from trauma. There may be other
findings upon physical exam such as muscle spasm. Obviously,
if there are more profound findings on neuroimaging
studies such as disc protrusion or herniation, these
would further support evidence of severe physiological
injury.
Fourth, the progression and duration
of symptoms must be looked at. There may be an initial
period where symptoms are not severe but then they progress
as swelling and other physiological changes occur. Although
symptoms can be effected by a variety of factors including
stress, strain, weather, and activity level, one would
generally not expect to find inconsistent or marked
increases or decreases in symptomology. If your client's
clinical course is way outside the norm, it may raise
a question of the etiology or validity of the injury.
Fifth, next the consistency of the
history must be looked at. The plaintiff may have seen
multiple health providers including a primary care physician,
orthopedist, chiropractor, physical therapist, neurologist
or other doctors. If the plaintiff gives a consistent
history as to the cause of injury and the duration and
progression of symptoms, the reliability of that history
is bolstered. If, on the other hand, the history given
by the plaintiff is not consistent or shows further
"elaboration" of symptoms as medical providers
are seen down the road, this can raise a question regarding
the reliability and credibility of the plaintiff, and
the reported cause of plaintiff's injuries. All medical
records should be closely examined and any inconsistencies
in the history adequately addressed.
Sixth, any premorbid, that is, preaccident
conditions, must be closely examined. Is this a plaintiff
who was relatively healthy and functional prior to the
injury, or is this a plaintiff who has had numerous
prior visits to a chiropractor, physical therapist,
with multiple complaints and multiple periods of disability
or inability to work? This can be one of the most important
factors in assessing the reliability and credibility
of the plaintiff's current complaints. If this is a
person who has shown a conscientious work history, and
has had little prior medical conditions or complaints,
and who now has complaints of pain that interfere with
the person's normal functioning and ability to work,
one would generally presume that these complaints are
valid. On the other hand, a person who prior to the
accident had long periods of dysfunction, either due
to physiological or other causes, and who now attributes
his or her inability to function to the accident, may
be subject to some skepticism. Accordingly, plaintiff's
preaccident medical records, psychological records and
employment records must be closely examined and any
prior claims of injury, accident, work connected injuries
or other claims whatsoever must be closely scrutinized.
Seventh, closely related to premorbid
conditions, are any concomitant conditions that might
account for or contribute to plaintiff's symptomology
and/or disability. Is this a plaintiff who other than
the accident has relatively few stresses or traumas
going on in his or her life which would account for
their symptomology, or is this a plaintiff who even
prior to the accident was having difficulties at work
or in their marriage or had recently suffered the loss
of a loved one, or who was under other psychological
or physiological stresses? It is true that the defendant
takes his victims as he finds them and that the plaintiff's
vulnerability or predisposing characteristics does not
necessarily relieve the defendant from liability. However,
if the primary cause of plaintiff's complaints are not
the accident in issue, but rather other traumatic events
that can cause physiological stress, such as a catastrophic
loss or job or marital stresses, then these factors
must be considered. Because often these injuries are
dependent on plaintiff's subjective feelings and expression
any other factors that could be effecting the plaintiff's
subjective experience should not be discounted.
Eighth, the consistency of findings
and diagnoses among providers is important. Is this
a plaintiff who has seen an internist, chiropractor,
physical therapist and they have all concluded that
the plaintiff is suffering from cervical musculoskeletal
pain and lower back pain caused by the auto accident
or is this a plaintiff who has seen multiple providers
who have come up with different findings or diagnoses?
For example, has one of the doctors concluded that plaintiff's
symptoms should resolve in two to three months where
another provider has reached a completely different
diagnosis and prognosis. These variations can occur
in the most genuine of cases. However, nonetheless,
if there is a wide disparity between each providers
findings and diagnosis, the underlying reliability of
the scope and extent of injury must be considered.
Ninth, the plaintiff's responsiveness
to treatment needs to be considered. Generally, with
appropriate treatment, the plaintiff's injury should
improve and their ability to function increase. If the
plaintiff shows no responsiveness to treatment other
underlying mechanisms must be considered. It may be
that plaintiff's injuries are more serious than considered
initially and that additional testing is required to
re-evaluate the diagnosis. For example, it may be that
plaintiff has a herniated disc but because there has
never been an MRI, it has not been previously diagnosed.
On the other hand, if there has been complete and thorough
testing and plaintiff's injuries are primarily musculoskeletal
in nature, the lack of responsiveness to treatment may
raise a question regarding the reliability of the findings
and plaintiff's subjective complaints.
Tenth, and perhaps most importantly,
is the plaintiff's presentation and credibility. Common
sense and human experience should not be thrown out
the window when evaluating the value of cases. An individual's
presentation and credibility must and should be assessed.
Many individuals are truthful, reliable and credible
individuals and often one can tell that this individual
has no motivation and is making no effort to exaggerate
or elaborate their symptoms. There are other individuals
who are obviously selective in the history they give
and who may for example attribute all of their problems
to a relatively minor accident and ignore other factors
that show up in medical, employment or other records.
If you question the plaintiff's credibility as a result
of concrete evidence raising a question regarding the
reliability of plaintiff's subjective complaints, then
you can be sure that a judge and jury will as well.
This is an area that should be thoroughly evaluated
as the case will largely rise and fall on the plaintiff's
believability and on the judge or jury's ability to
connect with the plaintiff. A person who is naturally
likeable and believable is perhaps the strongest asset
in any case.
It is critical right from the outset
to spend considerable time with the plaintiff to assess
all of the above issues and assess the plaintiff's credibility,
likeability and ability to communicate as a witness.
The above information must be closely scrutinized so
that it can be measured against the plaintiff's subjective
complaints and the reported history. It is virtually
impossible to obtain too much information regarding
the plaintiff, the nature of the injuries or the circumstances
of the accident. The more information you have on all
of these issues the better you are able to assess the
case and the plaintiff's credibility which in the end
is one of the most important factors in the case. In
fact, the plaintiff's credibility and your credibility
are probably the most potent weapons you have to fight
the unfortunate skepticism that pervades personal injury
cases. The other weapon is documentation. Make sure
that the plaintiff thoroughly documents each treatment,
keeps a running diary of symptoms and treatment, follows
up with appointments, is compliant with treatment, and
completely and thoroughly reports all symptomology to
his or her medical providers so that it is documented
in plaintiff's medical records. Make sure that plaintiff
seeks out and obtains appropriate medical treatment
so that there is a thorough and complete examination
and reliable diagnosis, prognosis and treatment prescribed.
II.
PLAINTIFF TACTICS FOR MAXIMIZING DAMAGES AT TRIAL
A. Use
of Economic Testimony to Prove Damages
Often it is necessary to use an economist to
prove plaintiff's lost wage claim or more properly the
loss of his future expected earning capacity. The economist
has to factor in a number of factors in determining
the expected future lost earning capacity including
the plaintiff's age, his work life expectancy, his wages
and salary adjustments, other benefits provided by the
employer other than wages, inflation rates, prospects
for continuing participation in the work force and the
proper reduction of the entire sum to present value.
It must be weighed whether or not it
is worth the cost of obtaining an economic expert. Often
the calculations are complicated and you have to make
sure that the jury can readily understand how the lost
wages and impaired earning capacity were computed. It
may be best to prove economic loss through witnesses
other than an expert such as the plaintiff or plaintiff's
employer. However, often the plaintiff or plaintiff's
employer will underestimate the future economic loss,
not take into consideration additional benefits and
won't be able to address in a scientific manner plaintiff's
work life expectancy, participation in the work force,
increases for inflation and otherwise and discount to
present day value. There is a great benefit in presenting
a concrete figure to the jury particularly when it is
often large, considering the plaintiff's future work
life expectancy. The economist also helps the jury avoid
speculating about these future losses. With respect
to plaintiff's future medical treatment, often a medical
economist is necessary to address the cost of future
medical treatment. The economist also will be necessary
to discount those costs to present value, and also consider
the normal factors in evaluating economic losses such
as increases due to inflation or otherwise probabilities
of needing future treatment, discount rates and other
relevant factors.
B. How
to Prepare a Damages Case Through Medical Testimony
Experts now play a prominent role in the trial
of virtually every case. Medical experts will be key
in proving damages. It is imperative that these experts
be properly prepared and that their examination and
presentation be persuasive.
In view of the Supreme Court's decision
in Daubert v. Merrill Dow Pharmaceuticals, Inc., 509
U.S. 579 (1993), and the SJC's adoption of that decision
in Commonwealth v. Lanergan, 419 Mass. 15, 641 N.E.2d
1342 (1994), the selection and preparation of experts
has become even more critical. The Supreme Judicial
Court has adopted Daubert's reasoning that "the
overarching issue is the scientific validity - and thus
the evidentiary relevance and reliability - of the principles
that underly a propose submission". Commonwealth
v. Lanergan, 419 Mass. at 25. Therefore, no longer is
the Frye test of general acceptance in the relevant
scientific community determinative, although it is still
a significant issue but not the only issue. Reliability
and validity of the underlying science can be demonstrated
by other means, for example, by whether the theory or
technique can or has been tested and whether it has
been subject to publication and peer review. Daubert
emphasizes the trial judges role as a gatekeeper. Therefore,
frequently now you are seeing the opposing side challenge
the validity of the theory or science of a proferred
opinion and the judge must make a ruling on the reliability
of the mythology underlying the expert's testimony.
Further, in Canavan's Case, 432 Mass. 304, 733 N.E.
2d 1042 (2000), the Supreme Judicial Court followed
the U.S. Supreme Court's decision in Kumhoe Tire v.
Carmichael, 526 U.S. 137 (1999), which made clear that
the Daubert analysis applies to all expert testimony.
The court rejected the notion that experts conclusions
based on personal observation or clinical experience
are exempt from the Lanergan analysis.
Often one will find a challenge to
the experts opinion on causation. One is seeing challenges
to the expert's opinion as to what caused plaintiff's
injuries where previously experts routinely address
such issues as within the domain of their clinical and
scientific knowledge.
When presenting an expert, one must
keep in mind the facts or data that the expert can properly
rely on in rendering an opinion. Generally an expert
may base his opinion on facts personally observed by
him, evidence already admitted in the proceeding or
which the parties represent will be admitted, and, in
Massachusetts, facts or data not in evidence, including
hearsay, if the facts and data would be admissible in
evidence. See, Department of Youth Services v. A Juvenile,
396 Mass. 516 (1986). In Federal Court, however, the
fact or data need not be admissible in evidence if of
a type reasonably relied upon by experts in the field
in forming an opinion. See, Federal Rule of Evidence
703.
Because the direct examination of any
medical expert tends to follow a somewhat conventional
pattern, a direct examination of plaintiff's medical
expert can be outlined as follows:
1. Background and Training
a. Education
b. Certifications
c. Medical licenses
d. Clinical experience
e. Teaching and consulting experience
f. Areas of research
g. Publications
h. Professional associations
i. Hospital affiliations
j. Awards
2. Area of Specialty
a. Describe specialty generally
b. Describe diagnostic capabilities
of that specialty, particularly as it relates to the
plaintiff's type of injury
c. Describe other diagnostic tools
that are available (e.g., X-Ray, CAT scan, EMS, EEG,
MRI, SPECT scan, etc.)
d. Describe significance of positive
or negative findings
3. Knowledge of the Plaintiff
a. Emphasize treating plaintiff
b. Emphasize number and length of visits
4. History
a. History taken
b. Why history is important
c. Relevance of history to causation,
diagnosis, prognosis, etc.
5. Examination of Plaintiff
a. Nature of examination
b. Subsequent evaluations
c. Tests performed
6. Records by Other Providers reviewed
for evaluation
a. Go through the records chronologically
b. Explain significant findings
7. Opinion regarding Diagnosis ("Do
you have an opinion, Doctor, with a reasonable degree
of medical certainty as to diagnosis?"). The doctor
should give the answer, the basis of the opinion, and
anticipate and address why the defendant's medical expert's
opinion on diagnosis is not correct.
8. Opinion regarding causation (this
should be handled similarly to the opinion regarding
diagnosis, i.e., an answer, basis of opinion, and anticipating
and addressing any arguments to be raised by defense
experts concerning causation).
9. Opinion regarding Disability
a. Describe impairments
b. Describe effect on work functioning
and general functioning
10. Opinion regarding Prognosis (i.e.,
permanent and total disability, temporary, recommended
future medical course, costs of the same, etc.).
Some general rules should be followed
when examining the expert on direct. First, the examination
must be understandable to the jury. It should be kept
simple and as concise as possible. The expert must understand
that, unless he is able to communicate his information
to inexperienced and often unsophisticated jurors, it
is wasted. Any words used by the expert that are more
than two syllables should be explained to the jury.
The expert should make liberal use of demonstrative
aides to illustrate his testimony, such as photos, drawings,
X-rays, anatomical models, charts and anything else
that will make the injury understandable to the lay
person. Make sure that you meet at length with the expert
in advance of his testimony to develop a rapport and
to work with him to make his testimony understandable
to the jury. He should be fully informed so as to be
able to anticipate and address the opposing party's
medical expert's opinions. He must be prepared for cross-examination,
be comfortable with you and what he can expect, and
understand such things as the difference between "reasonable
medical certainty" and scientific certainty.
Once you have spent the significant
time and money involved in retaining and properly preparing
your expert, make sure that you use the expert to your
full advantage. Diagnosis and causation should not be
the only issues addressed by the doctor. The doctor
can also address disability, prognosis, future medical
care, the cost of future medical care, the plaintiff's
past and present pain and suffering, as well as an opinion
regarding future pain and suffering.
C. How
to Prove Non-Economic Damages
Generally, expert medical testimony will be necessary
to establish the diagnosis, causation, disability and
prognosis. Your medical expert will be the starting
point for conveying to the jury exactly what injuries
the plaintiff has suffered as a result of the accident.
The symptoms that the plaintiff has and will endure
as a result of these injuries, the extent to which these
symptoms will interfere, or prevent, plaintiff's ability
to work, and the pain and suffering, both mental and
physical, that the plaintiff has, and will continue
to endure, as a result of his injuries can all be addressed
by your medical expert. In addition to the expert's
testimony in this area, a report addressing these issues,
which can be taken by the jury into the jury room as
an exhibit, should be introduced pursuant to Mass. G.L.
chapter 233, §79G.
In order to convey to the jury the
impact that this accident has had on the plaintiff,
you as the plaintiff's attorney must have intimate knowledge
of the plaintiff both before and after the accident.
You should know the plaintiff's educational, vocational,
familial and employment background, and the impact that
the injury has had in each of these areas. You should
be armed with anecdotal experiences that can be conveyed
to the jury which illustrate in human terms the impact
which this injury has had on the plaintiff's everyday
functioning.
Jurors do not like "whiners"
and inevitably there is the risk that, no matter how
genuine the plaintiff's injuries, when the plaintiff
himself or herself describes these injuries and their
impact on the plaintiff's life, the plaintiff comes
off as a "whiner" and will not gain the jury's
sympathy. It is, therefore, generally more effective
to have other witnesses, including the plaintiff's family,
co-workers, therapist, care givers, or physicians testify
to the impact which this injury has had on the plaintiff's
functioning. Again, this can be done through anecdotes
which convey to the jury the humiliation and embarrassment
as well as physical limitations that the plaintiff has
had to endure.
In establishing damages, demonstrative
evidence should be used liberally. Chalks, photos, X-rays,
anatomical models, day-in-the-life films and other visual
aids should all be considered.
Remind the client to prepare a daily
diary of medical treatment, pain and disability so that,
when it comes time to convey this information to the
jury, it can be reconstructed. A calendar with overlays
can often be used as a demonstrative aid chronicling
the plaintiff's course of treatment.
In Massachusetts, plaintiffs cannot
argue "numbers" for an award of pain and suffering.
Superior Court Rule 7.
In Massachusetts, as in most states,
the defendant is liable if his negligence aggravates
a pre-existing injury or disease or if his negligent
conduct directly causes a second injury (for example,
falling due to a weakened knee injured in an accident).
The defendant is also liable for any complications or
problems resulting from the plaintiff's subsequent medical
treatment necessitated due to his injuries, even complications
from negligent medical treatment.
It is obviously important to know whether
the case is being tried to a judge of a jury in considering
the type of proof of damages that you will present.
Pursuant to Mass.G.L.c. 231, §102C cases filed
in the superior court shouldhave a reasonable likelihood
that the plaintiff will recover over $25,000. If there
is not a showing that there is a likelihood of recovery
in excess of $25,000 the case will be remanded to the
district court. However, the district court is empowered
to award any amount in damages which may be well in
excess of $25,000.
D. Providing
Necessary Proof for Punitive Damages
Punitive damages are generally not recoverable
in Massachusetts. In Massachusetts they are not allowed
except where expressly authorized by statute. However,
in certain circumstances, Massachusetts statutory law
permits the recovery of punitive damages. Where punitive
damages are permitted, the following factors may be
used in determining the amount of punitive damages unless
the statute provides otherwise.
1. The wealth of the defendant;
2. The nature and quality of the conduct
and the degree of culpability;
3. The societal value to be gained
by punishing the defendant; and,
4. The deterrence of such misconduct.
See, Valcourt v. Highland, 503 F.Supp.
630 (D.Mass. 1980).
E. Jury Selection - Using Voir Dire
to Choose the Best Jury Possible
See Appendix, Exhibit A, "Voir
Dire Questions to the Jury".
F. Starting with a Strong Opening Statement
Before the evidence is even presented,
you, as plaintiff's counsel, have the opportunity to
sway the jury to your view of the case through the opening
statement. There have been studies to show that, due
to the effect of primacy, most of the jurors have made
up their mind after the openings of counsel. The opening
is obviously important in persuading the jury to your
position.
The best openings tell a factual story.
The lawyer presents the evidence as a storyteller would
tell a story. Openings that do not tell a story but,
rather, describe the technical nature of the case, the
various witnesses that plaintiff expects to call in
support of their case, the various stages of the proceedings,
and respective roles of the players may be marginally
informative, but are not persuasive.
The best openings are made without
notes. The opening should be from the heart and convey
to the jury the "theme" of the case. To the
extent possible, it should personalize the plaintiff
and depersonalize the defendant. The use of demonstrative
aids with the court's permission is encouraged.
It is important to anticipate and address,
even in the opening, the negative evidence which you
expect the defendants to introduce. If you know that
this evidence will be presented, it is much less powerful
coming from your own mouth than coming for the first
time from the defendants. Although you must anticipate
and take the sting out of this negative evidence, your
opening should concentrate on the strengths of your
case. Never oversell or overstate the case. If you do,
the case has only one direction in which it can go from
there, downhill. By overselling the case initially,
you will leave yourself
wide open at the argument that you
made representations to the jury that you could not
fulfill. As a result, you and your cause will lose all
credibility.
While it is important to address in
the opening the strengths of the case, it is sometimes
helpful and advisable not to disclose all your strengths
in the opening. This is the converse of overselling
the case. In other words, undersell the case. Then when
you present the evidence, you have actually given the
jury something a little extra beyond what you have promised.
The jury will be impressed with your lack of exaggeration;
rather, your restraint will add to your credibility.
In opening, as in the other stages
of the proceedings, the jury must feel an emotional
bond to the case and understand and sympathize with
the plaintiff. Creating this emotional nexus with the
jury is much more important than attempting to address
all the technical and legal issues that the case may
present.
G. Presentation
of Evidence at Trial
The preparation and presentation of the plaintiff at
trial can make or break the case. Jurors are to a large
degree ultimately swayed by their emotional feelings
for the plaintiff or against the defendant. They will
find a reason not to award a plaintiff substantial damages
whom they dislike. Accordingly, you must prepare your
client to bring out his or her strengths and attributes
that the jury can positively relate to. Jurors tend
to be skeptical today of even the most objectively injured
plaintiff. This natural skepticism and suspicion must
be overcome, and it must be overcome through the credibility
that you, as an attorney, convey and the positive strengths
exuded by your client. You must personalize your client
and get the jury to know and understand your client
as well as you do.
The worst thing that you can do, or
your client can do, is to attempt to overstate or oversell
the case. This will immediately play into the jury's
natural distrust.
Let the plaintiff tell his or her story.
The less prominent role counsel plays in presenting
the witnesses, the more effective their testimony will
generally be. Ask brief and simple questions and let
the story tell itself. While the plaintiff must be informed
about cross-examination, he or she should not volunteer
information or argue with counsel, and should answer
only the questions asked, and only those questions he
or she fully understands. If the plaintiff understands
the need to be honest and understands the theme and
issues in the case, the plaintiff should be prepared
for cross-examination.
If the case is to be tried before a
judge as opposed to a jury, obviously the case will
be tried differently. District court judges have generally
heard and decided hundreds of these cases and therefore
that particular district court judge's approach to these
cases should be well known and can be discovered from
talking with other attorneys, the clerk, and other sources.
One should become familiar with the judge and his or
her approach to these cases. Often at the pretrial conference
the district court judge will tell you exactly what
approach he takes in valuing total or partial disability.
Some judges follow formulas similar to those applied
by adjusters in valuing periods of partial or total
disability as well as lost earning capacity and permanent
loss of function. In trying the case to the judge a
report by the treating doctor under Mass.G.L.chapter
233, §79G, may be just as effective, and will certainly
save money, as live testimony from the doctor. The actual
documents such as accident reports and medical records
can be directly relied upon without the necessity of
having a live witness interpret and explain this material.
In addition, the district court judge might be agreeable
to accepting a chalk or document which lays out the
period of total and or partial disability, lays out
all other special damages or itemizes all activities
that have been effected by the plaintiff as a result
of his or her injuries. These chalks can be very helpful
in highlighting and summarizing the most pertinent elements
of damages. They can be utilized to bolster and reinforce
the plaintiff's and medical providers own testimony
regarding these symptoms and disabilities. The approach
taken with district court judges should be one of objectivity
and attempt to substantiate with documentation as much
of the items of damages as possible. The district court
judge has heard hundreds of these cases and the judge
is much more likely to be persuaded by concrete, specific
and succinct presentations than impassioned oratory
which overdramatizes or overstates the case.
By contrast, in the superior court
jury trial, the case will be presented completely differently.
Jurors do not routinely hear personal injury cases,
and therefore carry little or no knowledge regarding
certain injuries, never mind a preconceived approach
or formula to apply to these cases. Instead the amount
they award for pain and suffering and other intangible
losses is going to depend to a large extent on the presentation
and credibility of your witnesses, the strengths of
the medical testimony and your own persuasive abilities.
Therefore, live testimony of a doctor, anatomical charts
and other medical devices showing the mechanisms and
extent of injury, persuasive presentations of the plaintiff's
pain and suffering through medical evidence, the plaintiff
himself and other witnesses will be important. It is
essential to personalize the plaintiff and get the jury
to like and believe the plaintiff and the extent of
his or her suffering. Concrete anecdotes with respect
to how the plaintiff's life has been effected are generally
more effective than broad generalizations. Again, however,
any over statement of the damages in the case will come
back and haunt you. The defendant will be sure to exploit
even the slightest exaggeration casting a net of suspicion
over the entire testimony. Therefore, again, it is better
to understate than overstate the claim. The credibility
of you, your medical witnesses and the plaintiff is
the medium that is ultimately going to sell the case
or not. Even in a jury case, medical reports under Mass.G.L.chapter
233, §79G, should be obtained. Keep in mind that
the statute requires written notice of intention to
offer the itemized records or bills into evidence which
must be served on all parties by certified mail not
less than ten days before the introduction of same into
evidence. The statute requires that copies of all such
bills, records and reports be included with the written
notice sent to the other parties. The records should
be certified and must be certified when entered into
evidence. While long sessions of reading documents to
the jury should be avoided, key medical reports and
findings can be read to the jury once they are in evidence.
This is an effective way to bolster the plaintiff's
testimony and that of the live medical witnesses.
H. Use
of Demonstrative Evidence and Exhibits
Demonstrative aids should be used wherever possible.
Now with the PowerPoint software and other high technology
tools available, the possibilities are endless. Previously
photo enlargements, diagrams and blueprints were the
norm. Now in addition to anatomical models, medical
charts, blown up documents, one finds computer generated
presentations, outlines and even animation and recreations
routinely used in the courts. It is generally recognized
that the more visual evidence the jury gets the better
they will appreciate the impact of the message. In that
regard, day in the life films which portray the plaintiff's
disabilities and every day activity, charts showing
the result of testing and neuroradiological imaging
and enhancements and other creative demonstrative aids
have become prevalent in the trial of cases.
I. Handling
Defense Experts
Cross-examination of the opposing party's experts is
critical. This is generally where the less experienced
attorney runs into difficulty. If certain basic rules
are followed, however, the potential for hurting your
case is certainly minimized, and the likelihood of the
cross-examining performing its intended function, which
is to obtain concessions bolstering your case and to
discredit testimony harmful to your case, can be accomplished.
A good cross-examination at trial depends
upon good pre-trial preparation. Expert Interrogatories
must be propounded under Mass. Rule Civil Procedure
26(B)(4). In addition, an investigation of the expert's
prior writings and testimony should be undertaken. The
expert's prior writings may be obtained at a medical
library. There are various avenues of obtaining an expert's
prior testimony (such as other attorneys and trial associations
such as MATA, ATLA, etc.). In addition, it is essential
to learn the medical subject matter. To have little
or no knowledge of the medical subject matter is to
go into cross-examination severely disadvantaged. As
to each of the opposing party's experts, it is useful
to create a binder with the expert's CV, prior relevant
publications, prior relevant testimony, prior reports
in this case, prior deposition testimony in this case,
excerpts from any learned treatises that may be used
to impeach the expert, and an outline of the cross-examination.
The first area for cross-examination
is to obtain concessions. Get the expert to acknowledge
as many positive points in your case as possible. For
example, the doctor may have difficulty disagreeing
with the majority of the information contained in your
client's medical records and will have to acknowledge
these positive points. Using the opposing expert as
a sounding board to reinforce positive evidence in your
case will narrow the issues considerably, and reinforce
this positive evidence before the jury. In addition,
even the most partisan expert would concede that pain
can be very real even though not objectively verified,
as can other subjective symptoms, that subjective complaints
and the patient's history are relied on all the time
in prescribing treatment, making diagnoses, even without
positive objective proof of an injury, and that the
expert has no reason to disbelieve certain findings
made by plaintiff's treating doctors, etc.
After positive concessions are obtained,
the expert may then be cross-examined with the goal
of discrediting those areas in dispute. The expert's
qualifications may be addressed, including his or her
lack of certification or specialty in a particular area,
lack of clinical, professional and educational training,
etc. Then the expert may be impeached for any bias or
interest. Often experts may have a long association
with defense counsel. Most defense experts are hired
for the sole purpose of giving an opinion to defense
counsel in connection with a particular litigation.
This should be emphasized and pointed out on cross-examination
(and compared to the plaintiff doctors' treating status).
Show that providing expert testimony on behalf of this
particular defense counsel, or for defendants in general,
constitutes a significant part of the doctor's practice.
Emphasize that he never treated the plaintiff and, perhaps,
never saw him or her or saw him or her only once on
an isolated occasion. Point out the expert's financial
interests in this case and in testifying on behalf of
defendants generally.
After these "collateral"
attacks, the particular opinion or opinions in dispute
may be addressed. Often the defense expert will have
inadequate understanding of the case and has not adequately
prepared. Because he or she has generally not treated
the plaintiff but only seen the plaintiff on an isolated,
single occasion, the expert is personally unable to
comment on the plaintiff's condition either prior or
subsequent to this isolated visit, including the acute
stage, and will have no first-hand knowledge concerning
the vast majority of plaintiff's course of treatment.
It may be that the expert has not reviewed all the medical
records or seen actual X-rays or other diagnostic test
results. In addition, often the medical expert will
have no acquaintance or familiarity with the accident,
the severity of the impact or trauma or the mechanics
of the accident, all of which are important factors
in determining whether, and the extent to which, the
plaintiff was injured. In rendering opinions on disability,
the doctor may have little or no knowledge of the plaintiff's
job requirements or the demands to which the plaintiff
is exposed at work. Often the defense expert will have
spent considerably more time conferring with defense
counsel than examining either the plaintiff or his or
her records. All of these areas are fertile ground for
cross-examination.
In addition, the basis of the expert's
opinion can be discredited. Often the expert may have
selected certain facts to rely on and discredited or
ignored other facts, not necessarily based on some expert
judgment; but rather, on his or her personal predilection
or personal assessment of the plaintiff's credibility
(which is not the expert's job; but rather, the jury's).
Such judgments should be exposed for what they are,
not a matter of expert opinion; but rather, a matter
of the expert's assessment of the plaintiff's credibility.
The expert may concede that, if he hadn't discredited
or discarded certain facts, his opinion, in fact, would
have been the same as plaintiff's expert. Hypothetical
questions can be utilized in this fashion to illustrate
that the expert would have had an entirely different
opinion had he not discarded or discredited certain
facts present in the case. Furthermore, often the expert
discounts or discredits facts arbitrarily or based on
speculation. For example, the expert may summarily discount
history or subjective complaints without either investigating
the validity of the history or complaints, talking to
others, reviewing the circumstances of the accident,
etc.
Finally, the expert may be impeached
by prior inconsistent statements made by him or her,
either in writings in this particular case (such as
a prior written report), in prior testimony given in
the case (depositions), in prior publications addressing
the general topic area. In addition, the witness may
have given testimony in other proceedings inconsistent
with his current testimony on the topic. Finally, in
Massachusetts an expert can be impeached with a learned
treatise. See, Comm. v. Snead. 413 Mass. 387 (1992).
There are several cardinal rules in
any cross-examination. Always ask eading questions.
Be brief, ask simple questions, do not ask questions
to which you do not know the answer, never permit the
witness to explain, do not have the witness just repeat
his direct testimony, and avoid the "one-too-many
question". These are Irving Unger's "ten commandments"
of cross-examination. Cross-examination must be focused
on obtaining concessions or scoring points on two or
three critical areas. Cross-examination should be based
on a planned, predetermined line of attack with specific
points to be made. It should go no further. Do not expect
to either "destroy" the expert or have him
prove your case. Be realistic. Start off and end on
a strong point.
J. Knowing
When to Stop - Not 'Over-Presenting' the Case
It is critical that plaintiff never overstate
his case. Even the slightest elaboration and exaggeration
will be focussed on by the defendant and highlighted
in an effort to cast suspicion on the entire credibility
of plaintiff's presentation. In fact, it is strongly
recommended that the case be undersold rather than oversold.
Accordingly, rather than disappointing the jury you
have given the jury actually more than was promised.
In the age of discovery there is very little that the
other side will not know. However, occasionally there
is material that was not subject to disclosure during
discovery as for example prior transcripts of an expert
that can be effectively used for impeachment. It is
important to keep that evidence under wraps and then
use it to its maximum advantage during trial. Additional
points that were not previously broadcast but which
buttress your claim can have great impact.
K. Proving
Damages in the Closing Argument
The closing argument needs to pull together
all that the jury has learned about the plaintiff and
the plaintiff's injuries into a compelling, understandable
summation. It will focus on the themes developed with
the opening and built on with the treating physicians
and therapists and neuropsychologist, the before/after
witnesses, the plaintiff, vocational experts, life care
planners, and economists. It will emphasize that even
a mild injuries can have severe impact on a person's
functioning. There are many analogies that can illustrate
this point, such as the rudder or compass that is one
degree off, the typewriter with one broken key, the
computer with a minor flaw in its software, which all
have a dramatic impact on final functioning. The jury
needs to be reminded of the evidence that shows that
there can be a serious injury even though there is no
direct blow even with no loss of consciousness and the
inability of neurological and neuradiological tests
to detect many types of genuine injuries. Focus on the
plaintiff's functioning prior to the accident and his/her
inability or difficulty with functioning after the accident.
Point out the consistency in plaintiff's evidence, the
medical evidence, the other expert evidence, plaintiff's
symptoms, what is known about the injury and its impact
on functioning. Argue the consistency of injury with
the other evidence of trauma. Argue the consistency
of all of the evidence. Emphasize each element of damages
that the jurors are entitled to consider, namely past
medical expenses, future medical costs, lost earnings,
impaired future earning capacity and non-economic losses,
including physical and mental pain , discomfort, suffering,
emotional distress, fear and change in life and effect
on the pursuit of happiness. Discuss the permanency
of these injuries and plaintiff's future life expectancy
and the importance we place financially on human life
and functioning. Again, personalize the plaintiff.
Closing arguments.
Massachusetts has a somewhat restrictive
approach with respect to arguing actual dollars in closing
arguments. For example, in Cuddy v. L&M Equipment
Co., 352 Mass. 458 (1967), plaintiff's counsel argued
a "per diem" or "per hour" or per
week damage argument trying to reduce plaintiff's pain
and suffering to a dollar amount for each day or week
or suffering. In the particular case the court held
that the argument did not require a new trial as the
court in response to defendant's objections, had adequately
instructed the jury that they should use no formula
to determine such damages. Most judges would sustain
an objection to an argument that attempted to quantify
in dollars and cents pain and suffering on a per diem
or any other basis. In Harlow v. Chin, 405 Mass. 697
(1989) the Supreme Judicial Court found seriously improper
plaintiff's closing argument which compared plaintiff's
suffering with the value of various works of art, baseball
players salaries, and the verdicts in other cases. The
court stated that "an argument concerning money
damages indulging in significant references to numerical
amounts that have no basis in the record is improper
... repeated substantive discussions of hypothetical
damages in other circumstances, and especially references
to verdicts in other cases, are not proper". Harlow
v. Chin, 405 Mass. 704.
IV.
ETHICS
C. Attorney's
Fees
See Appendix, Exhibit B, Massachusetts
Rules of Professional Conduct, Rule 1.5.
It is standard practice in Massachusetts
as in most states in the United States for the costs
of litigation to be borne by each party. Thus, unless
a statute specifically authorizes an award of attorneys
fees, where there is a contractual provision that allows
for the shifting of attorneys fees, attorneys fees are
not included in any damage award. By statute, certain
claims do permit for the recovery of attorneys fees,
most notably Mass.G.L.c. 93A, §§9 and 11,
and claims brought under the federal and state civil
rights laws.
D.
Providing Competent Representation and Avoiding Malpractice
See Appendix Exhibit C, Mass. Rules of Professional
Conduct, "Preamble and Scope" - Rule 1.1 "Competence",
Rule 1.2 "Scope of Representation", Rule 1.3
"Diligence", and Rule 1.4 "Communication.
V. AFTER
THE TRIAL
A. Plaintiff
Considerations - Deciding to Appeal
Before considering an appeal, a lawyer must
have laid the groundwork for an appeal during the pre-trial
and trial proceedings. For example, one of the most
important issues to keep in mind when objecting to evidence
or making any motion is to do so in a fashion that preserves
your client's appellate rights. For example, unless
certain motions are made during the course of trial,
a party will be unable to challenge the sufficiency
of the evidence to support a verdict on appeal. These
rules are often confusing but must be meticulously observed
in order to preserve appellate rights. Mass.R.Civ.P.
50(a) provides that a party may move for a directed
verdict at the close of the evidence offered by an opponent.
The rule states that a party may also move for a directed
verdict at the close of all of the evidence. Keep in
mind that this rule is not limited to defendants. The
rule may be utilized by a plaintiff with respect to
a counterclaim by defendants or even a defendant's affirmative
defense. The motion is designed to challenge the sufficiency
of the evidence to raise a question of fact for the
trier of fact. It asserts that as a matter of law the
evidence is insufficient. It is imperative for a party
to remember that if a motion for directed verdict at
the close of the opponent's evidence is denied, the
party's objection to the sufficiency of the evidence
is waived if that party then introduces additional evidence.
In order to preserve the issue, the party must then
reassert his motion for directed verdict at the close
of all of the evidence in order to preserve post trial
and appellate remedies challenging the sufficiency of
the evidence as a matter of law. See, Soares v. Stop
& Shop Companies, Inc., 453 N.E.2d 478 (1983). To
adequately preserve the issue of the sufficiency of
the evidence to go to the trier of fact, generally the
party must move for directed verdict at the close of
all of the evidence and further should file a post-trial
motion for judgment notwithstanding the verdict. See,
Slate v. Bethlehem Steel Corp., 22 Mass.App. Ct. 641,
645 496 N.E.2d 449, 453 (1986). If the losing party
has not moved for a directed verdict at the close of
all of the evidence, Mass.R.Civ.P. 53(b) precludes 1)
granting to that party a motion for judgment notwithstanding
the verdict and 2) appellate review of the sufficiency
of the evidence to support the verdict. See, Hatton
v. Meade, 23 Mass.App. Ct. 356, 502 N.E. 2d 552, 555
(1987). Mass.R.Civ.P. 50(a) also requires that a party
moving for a directed verdict state the specific reasons
therefor. If the party does not state the specific reasons,
then the trial court or appellate court may treat the
motion as a nullity and preclude the granting of a motion
for judgment notwithstanding the verdict or appellate
review of the sufficiency of the evidence to support
the verdict. See, Shafnacker v. Raymond James and Assocs.,
425 Mass.724, 683 N.E.2d 662, 668 (1997). Because the
erroneous granting of a motion for directed verdict
would necessitate a retrial, the appellate courts in
Massachusetts have suggested that the more appropriate
procedure at trial is to deny a motion for directed
verdict and later, if warranted, grant a motion notwithstanding
the verdict. This avoids the re-trial of a case in the
event that a motion for directed verdict was improperly
granted and is reversed on appeal. See, Feltch v. General
Rental Company, 383 Mass. 603, 421 N.E.2d 67, 73 (1981).
What happens if a party moves for directed verdict at
the close of all of the evidence, but fails to file
a motion for judgment notwithstanding the verdict? By
moving for a directed verdict at the close of all of
the evidence, the party preserves his right to seek
appellate review of the sufficiency of the evidence
to support the verdict and may also raise the same issue
with the trial judge by filing a motion for a new trial.
However, in such circumstances, neither the trial court
nor the appeals court has the authority to grant judgment
in that party's favor even if it finds that the motion
for directed verdict should have been granted. Instead,
the only available option is to order a new trial. See,
Satcher v. Honda Motor Company, 52 F.3rd, 1311, 1315
(5th Cir. 1995). A party is not required to file a motion
for directed verdict in order to later file a motion
for a new trial. Hatton v. Meade, 23 Mass.App. Ct. 356,
502 N.E.2d 552, 555 (1987). A party moving for a new
trial must state the specific grounds for the motion.
See, Mass.R.Civ.P. 7(b)(1) and Rule 26 of the Rules
of the Superior Court. The standards for granting a
motion for directed verdict or motion for judgment notwithstanding
the verdict and for granting a new trial are different.
When considering a motion for directed verdict or motion
for judgment notwithstanding the verdict, the trial
judge must resolve all rational inferences in favor
of, and accept as true, all evidence favorable to the
party opposing the motion. The judge may direct a verdict
or grant judgment only when there is no evidence, more
than a mere scintilla, upon which a verdict for the
other party could rest. Brown v. Metropolitan Transit
Authority, 345 Mass. 636, 189 N.E. 2d 214 (1963). However,
the trial judge applies a different standard when deciding
a motion for new trial. A trial judge may set aside
a verdict if "in his judgment it is so greatly
against the weight of the evidence to suggest that it
was the product of bias, misapprehension or prejudice.
The fact that the jury could have found for the losing
party does not make their verdict against the weight
of the evidence or inconsistent with substantial justice".
The trial judge may, and indeed should, judge credibility
and weigh conflicting evidence. The trial judge should
not accept as true all of the evidence favorable to
the jury prevailing party, nor need he resolve all rational
inferences in that party's favor. The decision to grant
or deny a new trial rests within the discretion of the
trial judge and that decision will not be disturbed
on appeal unless there was an abuse of discretion. See,
Jamgochian v. Dierker, 425 Mass. 565, 681 N.E.1180,
1184 (1997). It is also important to raise any issues
concerning the inadequacy or excessiveness of the damages
initially with the trial court or the issue may be waived
on appeal. "Questions concerning inadequate or
excessive damages are initially within the discretion
of the trial judge and should ordinarily be raised by
bringing a motion for a new trial. Where there is a
failure to do so, we are not required to consider this
issue on this appeal. The issue is waived." Shafer
v. Steel, 431 Mass. 365, 727 N.E. 2d 1140 (2000). Similarly,
in order to challenge the sufficiency of the evidence
on appeal, ordinarily the party must bring a motion
for a new trial challenging the weight of the evidence
before the trial court, assuming of course that the
party has not otherwise raised the issue by a motion
for judgment notwithstanding the verdict.
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